Legal Advice for Clients

Independent Broker-Dealers and Investment Advisors

Start ups
Business expansion
Outsourced General Counsel
Legal advice and representation on regulatory issues

Private Funds

Due Diligence
Formation
Outsourced General Counsel
Regulatory Advice and representation

Investors

Due Diligence
Formation
Outsourced General Counsel
Regulatory Advice and representation

Lawyers and Accountants

Expand your practice with legal advice and strategic advice.

Capital Raising

Advice on placement agents and finders
Review of placement agent agreements
Due diligence